Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2024-042
- September 17, 2024
- The Exchange proposes to amend its Rules to permit orders comprised of options and futures legs (“future-option orders”).
- SR-CBOE-2024-041
- September 12, 2024
- The Exchange proposes a rule change with respect to amendments to the Seventh Amended and Restated Bylaws.
- SR-CBOE-2024-036
- August 19, 2024
- The Exchange proposes to list options on Ethereum ETFs.
- SR-CBOE-2024-035 Amendment No. 2
- September 30, 2024
- The Exchange proposes a second amendment to SR-CBOE-2024-035.
- SR-CBOE-2024-035
- August 19, 2024
- The Exchange proposes to list options on bitcoin-ETFs.
- SR-CBOE-2024-034
- August 2, 2024
- The Exchange proposes to list P.M.-settled broad-based index options with expirations on the Third Friday-of-the-month.
- SR-CBOE-2024-008
- February 13, 2024
- The Exchange proposes to adopt a new rule regarding order and execution management systems (“OEMS”).
Approved and Immediately Effective Rule Changes
- SR-CBOE-2024-044
- October 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-043
- September 18, 2024
- The Exchange proposes to amend its rules to permit the listing and trading of options based on 1/100 of the value of the Nasdaq-100 Index® (“Nasdaq-100”).
- SR-CBOE-2024-040
- September 6, 2024
- The Exchange proposes to amend the Short Term Option Series Program in Rule 4.5(d).
- SR-CBOE-2024-039
- September 3, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-038
- August 22, 2024
- The Exchange proposes to amend its fee schedule entitled Consolidated Audit Trail Funding Fees.
- SR-CBOE-2024-037
- August 15, 2024
- The Exchange proposes to adopt a fee schedule entitled “Consolidated Audit Trail Funding Fees.”
- SR-CBOE-2024-033
- August 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-032
- July 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-031
- July 3, 2024
- The Exchange proposes to reduce the length of time between the end of its current global trading hours session and the beginning of its regular trading hours session.
- SR-CBOE-2024-030
- July 1, 2024
- The Exchange proposes to amend the strike interval for options on SPDR® Gold Shares.
- SR-CBOE-2024-028
- June 13, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-027
- June 12, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-025
- June 3, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-022
- June 12, 2024
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.01.
- SR-CBOE-2024-021
- May 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-020
- April 15, 2024
- The Exchange proposes to amend the Short Term Options Series Program in Rule 4.5(d).
- SR-CBOE-2024-019
- April 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-017
- April 1, 2024
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2024-015 Amendment No. 1
- April 4, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-015.
- SR-CBOE-2024-015
- March 19, 2024
- The Exchange proposes to amend Rule 5.33.
- SR-CBOE-2024-014
- March 18, 2024
- The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade options that overlie a reduced value of the MSCI World Index, the full value of the MSCI ACWI Index, and a reduced value of the MSCI USA Index.
- SR-CBOE-2024-013
- March 7, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-012
- March 5, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-010
- February 29, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-006 Amendment No. 1
- January 17, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-006.
- SR-CBOE-2024-006
- January 10, 2024
- The Exchange proposes to permit the Exchange to list options on the MSCI World Index (1/100th), the MSCI ACWI Index, and the MSCI USA Index (1/100th).
- SR-CBOE-2024-004
- January 3, 2024
- The Exchange proposes to exclude ISOs from the drill-through protection.
- SR-CBOE-2024-002
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.